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Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort

By: Contributor(s): Material type: TextTextPublisher: New York : Wolters Kluwer, 2017Edition: 8th edDescription: xxxiv, 1159 p. : 26 cmContent type:
  • text
Media type:
  • unmediated
Carrier type:
  • volume
ISBN:
  • 9781454868392 (hbk)
Subject(s): Genre/Form: DDC classification:
  • 346.730922 COX 23
LOC classification:
  • KF1439 .C69 2017
Contents:
The framework of securities regulation -- The definition of a security -- Understanding investors -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial innovation : trading markets, derivatives, and securitization -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of broker-dealers -- Investment advisers and investment companies -- Transnational fraud and the reach of U.S. securities laws.
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Holdings
Item type Current library Collection Call number Status Barcode
Books Books CUoM Library General Stacks Law 346.730922 COX (Browse shelf(Opens below)) Available 00012464
Books Books CUoM Library General Stacks Law 346.730922 COX (Browse shelf(Opens below)) Available 00012465

Includes index.

The framework of securities regulation -- The definition of a security -- Understanding investors -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial innovation : trading markets, derivatives, and securitization -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of broker-dealers -- Investment advisers and investment companies -- Transnational fraud and the reach of U.S. securities laws.

Kept up to date by supplements, some have sub-title: Selected statutes, rules, and forms.

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