Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort
Material type:
- text
- unmediated
- volume
- 9781454868392 (hbk)
- 346.730922 COX 23
- KF1439 .C69 2017
Item type | Current library | Collection | Call number | Status | Barcode | |
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CUoM Library General Stacks | Law | 346.730922 COX (Browse shelf(Opens below)) | Available | 00012464 | |
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CUoM Library General Stacks | Law | 346.730922 COX (Browse shelf(Opens below)) | Available | 00012465 |
Includes index.
The framework of securities regulation -- The definition of a security -- Understanding investors -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial innovation : trading markets, derivatives, and securitization -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of broker-dealers -- Investment advisers and investment companies -- Transnational fraud and the reach of U.S. securities laws.
Kept up to date by supplements, some have sub-title: Selected statutes, rules, and forms.
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